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Principal Securities Form CRS Customer Relationship Summary

William E. Griffith is licensed in CA (CA Insurance License #0535291), AL, AZ, ME, OK, DE and OR to offer insurance products, life insurance (including variable life), annuities (including variable annuities), and is registered to offer securities and advisory services through Principal Securities, Inc. in AZ, CA, DE, ID, IL, ME, NV, OK, OR, TX, and WA.

Lisa A. Hennesay is licensed in CA (CA Insurance License #0A36763), DE, NC, OH, OR, TX, and VT to offer insurance products, life insurance (including variable life), annuities (including variable annuities), and is registered to offer securities and advisory services through Principal Securities, Inc. in CA, DE, NC, OH, OR, and TX.

Rodney E. Thornton is licensed in CA (CA Insurance License #0634502), FL, ME, and OR to offer insurance products, life insurance (including variable life), annuities (including variable annuities), and is registered to offer securities and advisory services through Principal Securities, Inc. in CA and OR.

Rob Cozzi, Jr. is licensed in CA (CA Insurance License #0E51389), CO, FL, HI, IA, MO, OR, TN, TX and WA to offer insurance products, life insurance (including variable life), annuities (including variable annuities), and is registered to offer securities and advisory services through Principal Securities, Inc. in AZ, CA, CO, FL, GA, HI, IA, ID, IL, MO, MT, NE, NV, NY, OH, OK, OR, TN, TX, UT, WA and WY.

Davy Vartanian is licensed in CA (CA Insurance License #4097382), AL, MI, NV, NJ, KS, TX, KY to offer insurance products, life insurance (including variable life), annuities (including variable annuities), and is registered to offer securities and advisory services through Principal Securities, Inc. in AL, CA, KS, KY, MO, NJ, NV and TX.

Billy E. Griffith is licensed in CA (CA Insurance License #4188485) to offer insurance products, life insurance (including variable life), annuities (including variable annuities), and is registered to offer securities and advisory services through Principal Securities, Inc. in CA, ME and OR.

Kevin Sullivan is licensed in CA (CA Insurance License #811273), AZ, CO, NE, NV, OH, OR, TX, UT and WA to offer insurance products, life insurance (including variable life), annuities (including variable annuities), and is registered to offer securities and advisory services through Principal Securities, Inc. in AZ, CA, CO, FL, GA, HI, IA, ID, MT, NE, NV, NY, OH, OR, TX, UT and WA.

This site is not a solicitation of interest in any of these products in any other state.

IMPORTANT CONSUMER INFORMATION: William E. Griffith, Lisa A. Hennesay, Rodney E. Thornton, Rob Cozzi, Jr., Davy Vartanian, Billy Griffith and Kevin Sullivan may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's registration requirements.  Follow-up, individualized responses to consumers in a particular state by William E. Griffith, Lisa A. Hennesay, Rodney E. Thornton, Rob Cozzi, Jr., Davy Vartanian, Billy Griffith and Kevin Sullivan that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized invest advice for compensation, as the case may be, shall not be made without first complying with the state's requirements, or pursuant to an applicable state exemption or exclusion.  For information concerning the licensure status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA representative or any financial institution they represents, contact your state securities law administrator.

Insurance products issued by Principal National Life Insurance Company (except in NY), Principal Life Insurance Company® and the companies available through the Preferred Product Network, Inc.  Securities and advisory products offered through Principal Securities, Inc., Member SIPC.  Referenced companies are members of the Principal Financial Group®, Des Moines, IA 50392.  William E. Griffith, Lisa A. Hennesay, Rodney E. Thornton, Rob Cozzi, Jr., Billy Griffith, Kevin Sullivan, Principal National and Principal Life Financial Representatives, Principal Securities Registered Representatives, Financial Advisors. Central Valley Strategic Wealth Management & Insurance Services is not an affiliate of any company of the Principal Financial Group®.

Insurance issued through many fine carriers. Securities and advisory products offered through Principal Securities, Inc., Member SIPC, Member of the Principal Financial Group®, Des Moines, IA 50392. Davy Vartanian, Principal Securities Registered Representative and Financial Advisor. Central Valley Strategic Wealth Management & Insurance Services Is not an affiliate of the Principal Financial Group®. The AIF® Designation (Accredited Investment Fiduciary®) is an educational designation obtained by the holder by completing the requisite coursework. The AIF® designation does not mean the holder is always acting in a fiduciary capacity.

AIF® (Accredited Investment Fiduciary®) is an educational designation only, obtained by the holder by completing the requisite coursework. The AIF Designation does not mean the holder is acting in a fiduciary capacity.

Principal Life maintains certificates of authority to transact insurance in all 50 states.  Principal Life NAIC identification number is 61271.  Principal National NAIC identification number is 71161.

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Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck